Keystone Reg Advisory

Core practice

Expertise

Focused advice across enforcement, disputes, compliance and transactions in the Indian securities market.

Areas of practice

SEBI enforcement and investigations

Strategy and representation across investigations, show-cause proceedings, settlement, adjudication and related enforcement matters.

Scope

  • Investigations
  • Show-cause proceedings
  • Settlement
  • Adjudication
  • Related enforcement matters

SAT and regulatory litigation

Appeals, urgent interim relief and regulatory disputes before the Securities Appellate Tribunal and connected courts.

Scope

  • Appeals
  • Urgent interim relief
  • Regulatory disputes

Forum

  • Securities Appellate Tribunal
  • Connected courts

Regulatory advisory and compliance

Clear, practical advice for SEBI-registered intermediaries, research analysts, investment advisers, asset managers, promoters and individuals.

For

  • SEBI-registered intermediaries
  • Research analysts
  • Investment advisers
  • Asset managers
  • Promoters
  • Individuals

Funds and transactional advisory

AIF structuring, fund documentation, GIFT City matters, fund-raising and securities-market transactions.

Scope

  • AIF structuring
  • Fund documentation
  • GIFT City matters
  • Fund-raising
  • Securities-market transactions

ODR and investor disputes

Representation and strategy for investor grievances, online dispute resolution and connected regulatory issues.

Scope

  • Investor grievances
  • Online dispute resolution
  • Connected regulatory issues

SME IPO advisory

Regulatory readiness, issue-process support and practical promoter-side guidance for companies preparing to access public markets.

Scope

  • Regulatory readiness
  • Issue-process support
  • Promoter-side guidance

Who we advise

The firm advises SEBI-registered intermediaries, asset and fund managers, promoters and listed companies, research analysts and investment advisers, and senior executives and individuals.